Filings
Format
Description
Filed/Effective
File/Film Number
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0000899243-17-008346 Size: 12 KB
2017-03-22
8-KDocument Current report, items 1.01, 2.03, and 9.01
Acc-no: 0001193125-17-065702 (34 Act) Size: 1 MB
2017-03-01814-01054
17654121
10-QDocument Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001193125-17-034611 (34 Act) Size: 818 KB
2017-02-08814-01054
17582539
40-17GDocument Fidelity Bond [Rule 17G-1(g)]
Acc-no: 0001193125-17-032612 (40 Act) Size: 517 KB
2017-02-07814-01054
17577432
8-KDocument Current report, item 5.07
Acc-no: 0001193125-16-795811 (34 Act) Size: 17 KB
2016-12-16814-01054
162056435
EFFECTDocument Notice of Effectiveness
Acc-no: 9999999995-16-006432 (33 Act) Size: 1 KB
2016-12-12333-201432
162047530
CORRESPDocument [Cover]Correspondence
Acc-no: 0001193125-16-789702 Size: 4 KB
2016-12-09
CORRESPDocument Cover]Correspondence
Acc-no: 0001193125-16-789694 Size: 28 KB
2016-12-09
POS 8CDocument Post-effective amendments filed by certain investment companies [Section 8(c)]
Acc-no: 0001193125-16-789691 (33 Act) Size: 2 MB
2016-12-09333-201432
162044229
DEFA14ADocument Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-16-769716 (34 Act) Size: 40 KB
2016-11-16814-01054
162002214
DEFA14ADocument Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-16-768997 (34 Act) Size: 44 KB
2016-11-15814-01054
162000404
DEFA14ADocument Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-16-764491 (34 Act) Size: 17 KB
2016-11-09814-01054
161985028
10-QDocument Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001193125-16-764324 (34 Act) Size: 1 MB
2016-11-09814-01054
161984241
8-KDocument Current report, items 5.07 and 9.01
Acc-no: 0001193125-16-761890 (34 Act) Size: 22 KB
2016-11-07814-01054
161979261
DEFA14ADocument Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-16-759062 (34 Act) Size: 16 KB
2016-11-03814-01054
161972774
DEFA14ADocument Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-16-745309 (34 Act) Size: 52 KB
2016-10-24814-01054
161948801
DEFA14ADocument Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Acc-no: 0001193125-16-742841 (34 Act) Size: 40 KB
2016-10-20814-01054
161944715
POS 8CDocument Post-effective amendments filed by certain investment companies [Section 8(c)]
Acc-no: 0001193125-16-738667 (33 Act) Size: 2 MB
2016-10-14333-201432
161937171
DEF 14ADocument Other definitive proxy statements
Acc-no: 0001144204-16-124164 (34 Act) Size: 2 MB
2016-09-16814-01054
161888173
10-KDocument Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001144204-16-122036 (34 Act) Size: 2 MB
2016-08-30814-01054
161860882
PRE 14ADocument Other preliminary proxy statements
Acc-no: 0001144204-16-121430 (34 Act) Size: 673 KB
2016-08-26814-01054
161854188
3DocumentInitial statement of beneficial ownership of securities
Acc-no: 0001144204-16-106299 Size: 9 KB
2016-06-01
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0001144204-16-102265 Size: 7 KB
2016-05-16
8-KDocumentCurrent report, items 5.02, 8.01, and 9.01
Acc-no: 0001144204-16-099945 (34 Act) Size: 21 KB
2016-05-09814-01054
161632248
10-QDocumentQuarterly report [Sections 13 or 15(d)]
Acc-no: 0001144204-16-099893 (34 Act) Size: 860 KB
2016-05-09814-01054
161631635
8-KDocumentCurrent report, item 5.02
Acc-no: 0001144204-16-095280 (34 Act) Size: 14 KB
2016-04-20814-01054
161581554
APP WDGDocumentAcc-no: 9999999997-16-022341 (40 Act) Size: 203 KB2016-04-18812-14369
161576577
APP WDDocumentWithdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]
Acc-no: 0001144204-16-094561 (40 Act) Size: 7 KB
2016-04-15812-14369
161573626
SC 13G/ADocument[Amend]Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001193125-16-462002 (34 Act) Size: 150 KB
2016-02-12005-88002
161418068
SC 13GDocumentStatement of acquisition of beneficial ownership by individuals
Acc-no: 0001013228-16-003315 (34 Act) Size: 11 KB
2016-02-10814-01054
161404273
10-QDocumentQuarterly report [Sections 13 or 15(d)]
Acc-no: 0001193125-16-453843 (34 Act) Size: 774 KB
2016-02-08814-01054
161395822
3DocumentInitial statement of beneficial ownership of securities
Acc-no: 0000899243-16-012639 (34 Act) Size: 3 KB
2016-02-03
40-17GDocumentFidelity Bond [Rule 17G-1(g)]
Acc-no: 0001193125-16-447646 (40 Act) Size: 446 KB
2016-02-02814-01054
161380995
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0000899243-15-009942 (34 Act) Size: 10 KB
2015-12-16
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0000899243-15-009698 Size: 4 KB
2015-12-11
EFFECTDocumentNotice of Effectiveness
Acc-no: 9999999995-15-003223 (33 Act) Size: 1 KB
2015-12-09333-201432
151279552
CORRESPDocument[Cover]Correspondence
Acc-no: 0001193125-15-397889 Size: 44 KB
2015-12-08
CORRESPDocument[Cover]Correspondence
Acc-no: 0001193125-15-397884 Size: 4 KB
2015-12-08
POS 8CDocumentPost-effective amendments filed by certain investment companies [Section 8(c)]
Acc-no: 0001193125-15-397880 (33 Act) Size: 2 MB
2015-12-08333-201432
151276431
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0000899243-15-009254 (34 Act) Size: 4 KB
2015-12-03
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0000899243-15-008715 (34 Act) Size: 5 KB
2015-11-23
4DocumentStatement of changes in beneficial ownership of securities
Acc-no: 0000899243-15-008161 (34 Act) Size: 30 KB
2015-11-16
10-QDocumentQuarterly report [Sections 13 or 15(d)]
Acc-no: 0001193125-15-371989 (34 Act) Size: 741 KB
2015-11-09814-01054
151215957
8-KDocumentCurrent report, item 5.07
Acc-no: 0001193125-15-368312 (34 Act) Size: 18 KB
2015-11-05814-01054
151200876
POS 8CDocumentPost-effective amendments filed by certain investment companies [Section 8(c)]
ACC-no: 0001193125-15-343339 (33 Act)  Size: 2 MB
2015-10-14333-201432
151157348
DEF 14ADocumentOther definitive proxy statements
ACC-no: 0001193125-15-322973 (34 Act)  Size: 362 KB
2015-09-18814-01054
151114550
4DocumentStatement of changes in beneficial ownership of securities
ACC-no: 0000899243-15-004923 Size: 6 KB
2015-09-17
4DocumentStatement of changes in beneficial ownership of securities
ACC-no: 0000899243-15-004753 (34 Act)  Size: 5 KB
2015-09-14814-01054
151105981
4DocumentStatement of changes in beneficial ownership of securities
ACC-no: 0000899243-15-004706 (34 Act)  Size: 13 KB
2015-09-14814-01054
151104794
10-KDocumentAnnual report [Section 13 and 15(d), not S-K Item 405]
ACC-no: 0001193125-15-314410 (34 Act) Size: 3 MB
2015-09-08814-01054
151096929
PRE 14ADocumentOther preliminary proxy statements
ACC-no: 0001193125-15-306185 (34 Act)  Size: 296 KB
2015-08-28814-01054
151080874
8-KDocumentCurrent report, items 1.01 and 2.03
ACC-no: 0001193125-15-292495 (34 Act) Size: 13 KB
2015-08-17814-01054
151057751
40-APP/ADocument[Amend] Application for exemption and other relief filed under the Investment Company Act of 1940
ACC-no: 0001193125-15-250465 (40 Act) Size: 126 KB
2015-07-10812-14369
15984393
4DocumentStatement of changes in beneficial ownership of securities
ACC-no: 0001209191-15-044364 Size: 7 KB
2015-05-19
8-KDocumentCurrent report, item 5.02
ACC-no: 0001193125-15-192045 (34 Act) Size: 12 KB
2015-05-18814-01054
15873837
10-QDocumentQuarterly report [Sections 13 or 15(d)]
ACC-no: 0001193125-15-181920 (34 Act) Size: 791 KB
2015-05-1114-01054
15850795
EFFECTDocumentNotice of Effectiveness 
ACC-no: 9999999995-15-000544 (33 Act) Size: 1 KB
2015-03-06
16:00:00
333-201432
15683343
CORRESPDocument[Cover] Correspondence 
ACC-no: 0001193125-15-078913 Size: 4 KB
2015-03-05
CORRESPDocument[Cover] Correspondence 
ACC-no: 0001193125-15-078896 Size: 91 KB
2015-03-05
N-2/ADocument[Amend] Registration statement for closed-end investment companies
ACC-no: 0001193125-15-078883 (33 Act) Size: 3 MB
2015-03-05333-201432
15677818
SC 13GDocumentStatement of acquisition of beneficial ownership by individuals 
ACC-no: 0001193125-15-045297 (34 Act) Size: 155 KB
2015-02-12005-88002
15601807
40-APP/ADocument[Amend] Application for exemption and other relief filed under the Investment Company Act of 1940 
ACC-no: 0001193125-15-041039 (40 Act) Size: 123 KB
2015-02-10812-14369
15592183
CORRESPDocument[Cover] Correspondence 
ACC-no: 0001193125-15-041020 Size: 195 KB
2015-02-10
40-17GDocumentFidelity Bond [Rule 17G-1(g)] 
ACC-no: 0001193125-15-040780 (40 Act) Size: 268 KB
2015-02-10814-01054
15591212
10-QDocumentQuarterly report [Sections 13 or 15(d)] 
ACC-no: 0001193125-15-039178 (34 Act) Size: 760 KB
2015-02-09814-01054
15588792
8-KDocumentCurrent report, items 2.02 and 9.01 
ACC-no: 0001193125-15-011956 (34 Act) Size: 113 KB
2015-01-15814-01054
15530371
N-2Document[Cover] Registration statement for closed-end investment companies 
ACC-no: 0001193125-15-006678 (33 Act) Size: 2 MB
2015-01-09333-201432
15519950
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-076761 Size: 6 KB
2014-12-18
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-076588 Size: 4 KB
2014-12-18
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-076572 Size: 5 KB
2014-12-18
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-075611 Size: 4 KB
2014-12-16
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-070873 Size: 10 KB
2014-11-24
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-070756 Size: 4 KB
2014-11-24
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-070721 Size: 4 KB
2014-11-21
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-070482 Size: 7 KB
2014-11-20
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-070446 Size: 4 KB
2014-11-20
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-070441 Size: 5 KB
2014-11-20
8-KDocumentCurrent report, item 5.07 
ACC-no: 0001193125-14-406163 (34 Act) Size: 20 KB
2014-11-10814-01054
141209180
10-QDocumentQuarterly report [Sections 13 or 15(d)] 
ACC-no: 0001193125-14-406152 (34 Act) Size: 764 KB
2014-11-10 814-01054
141209141
DEFA14ADocumentAdditional definitive proxy soliciting materials and Rule 14(a)(12) material 
ACC-no: 0001193125-14-369360 (34 Act) Size: 40 KB
2014-10-10 814-01054
141153168
40-APPDocumentApplication for exemption and other relief filed under the Investment Company Act of 1940 
ACC-no: 0001193125-14-364774 (40 Act) Size: 122 KB
2014-10-06 812-14369
141143627
8-KDocumentCurrent report, items 1.01, 2.03, and 9.01 
ACC-no: 0001193125-14-362146 (34 Act) Size: 1 MB
2014-10-02
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-060072 Size: 4 KB
2014-09-29
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-059068 Size: 7 KB
2014-09-22
DEF 14ADocumentOther definitive proxy statements 
ACC-no: 0001193125-14-346723 (34 Act) Size: 748 KB
2014-09-19 814-01054
141136837
CORRESPDocument[Cover] Correspondence 
ACC-no: 0001193125-14-346721 Size: 20 KB
2014-09-19
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-058282 Size: 11 KB
2014-09-16
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-058281 Size: 4 KB
2014-09-16
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-057970 Size: 4 KB
2014-09-15
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-057968 Size: 4 KB
2014-09-15
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-057966 Size: 4 KB
2014-09-15
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-057728 Size: 7 KB
2014-09-12
10-KDocumentAnnual report [Section 13 and 15(d), not S-K Item 405] 
ACC-no: 0001193125-14-335540 (34 Act) Size: 1 MB
2014-09-08 814-01054
141091252
8-KDocumentCurrent report, item 5.02 
ACC-no: 0001193125-14-335509 (34 Act) Size: 15 KB
2014-09-08 814-01054
141091185
PRE 14ADocument[Cover] Other preliminary proxy statements 
ACC-no: 0001193125-14-317227 (34 Act) Size: 700 KB
2014-08-21 814-01054
141058337
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052271 Size: 16 KB
2014-08-14
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052009 Size: 4 KB
2014-08-12
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052007 Size: 4 KB
2014-08-12
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052006 Size: 10 KB
2014-08-12
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052005 Size: 8 KB
2014-08-12
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052004 Size: 4 KB
2014-08-12
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052003 Size: 4 KB
2014-08-12
5DocumentAnnual statement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-052002 Size: 4 KB
2014-08-12
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-038562 Size: 4 KB
2014-06-03
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-038095 Size: 7 KB
2014-05-30
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-035719 Size: 4 KB
2014-05-21
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-035663 Size: 7 KB
2014-05-20
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-035660 Size: 4 KB
2014-05-20
10-QDocumentQuarterly report [Sections 13 or 15(d)] 
ACC-no: 0001193125-14-199144 (34 Act) Size: 776 KB
2014-05-14 814-01054
14841978
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-032897 Size: 4 KB
2014-05-12
10-QDocumentQuarterly report [Sections 13 or 15(d)] 
ACC-no: 0001193125-14-100053 (34 Act) Size: 673 KB
2014-03-14 814-01054
14694679
40-17GDocumentFidelity Bond [Rule 17G-1(g)] 
ACC-no: 0001193125-14-067583 (40 Act) Size: 281 KB
2014-02-25 814-01054
14641916
SC 13DDocumentGeneral statement of acquisition of beneficial ownership 
ACC-no: 0000950138-14-000181 (34 Act) Size: 158 KB
2014-02-18 005-88002
14620957
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0000950138-14-000179 Size: 5 KB
2014-02-18
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-009146 Size: 4 KB
2014-02-11
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-009140 Size: 4 KB
2014-02-11
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-009139 Size: 4 KB
2014-02-11
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-009138 Size: 4 KB
2014-02-11
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-009136 Size: 4 KB
2014-02-11
4DocumentStatement of changes in beneficial ownership of securities 
ACC-no: 0001209191-14-009131 Size: 4 KB
2014-02-11
497DocumentDefinitive materials 
ACC-no: 0001193125-14-040986 (33 Act) Size: 2 MB
2014-02-07 333-192370
14585331
497DocumentDefinitive materials 
ACC-no: 0001193125-14-039028 (33 Act) Size: 2 MB
2014-02-06 333-192370
14581151
DDocumentNotice of Exempt Offering of Securities, item 06c 
ACC-no: 0001140361-14-005067 (33 Act) Size: 11 KB
2014-02-06 021-211454
14580550
DDocumentNotice of Exempt Offering of Securities, item 06c 
ACC-no: 0001140361-14-005063 (33 Act) Size: 11 KB
2014-02-06 021-211454
14580550
497ADDocumentFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] 
ACC-no: 0001193125-14-037375 (33 Act) Size: 9 KB
2014-02-06 333-192370
14577761
CERTNASDocument[Paper] Certification by the National Association of Securities Dealers Automated Quotation approving securities for listing 
ACC-no: 9999999997-14-008907 (34 Act) Size: 1 KB
2014-02-05 001-36300
14025241
EFFECTDocumentNotice of Effectiveness 
ACC-no: 9999999995-14-000325 (33 Act) Size: 1 KB
2014-02-05
16:00:00
333-192370
14577874
3DocumentInitial statement of beneficial ownership of
securities 
ACC-no: 0001209191-14-007705 Size: 14 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007650 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007645 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007639 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007629 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007628 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007627 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007618 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007616 Size: 7 KB
2014-02-05
3DocumentInitial statement of beneficial ownership of securities 
ACC-no: 0001209191-14-007608 Size: 7 KB
2014-02-05
N-54ADocumentNotification of election by business development companies 
ACC-no: 0001193125-14-036774 (40 Act) Size: 9 KB
2014-02-05 814-01054
14576037
8-A12BDocumentRegistration of securities [Section 12(b)] 
ACC-no: 0001193125-14-036657 (34 Act) Size: 16 KB
2014-02-05 01-36300
14575811
N-2/ADocument[Amend] Registration statement for closed-end investment companies 
ACC-no: 0001193125-14-020555 (33 Act) Size: 2 MB
2014-01-24 333-192370
14546834
N-2/ADocument[Amend] Registration statement for closed-end investment companies 
ACC-no: 0001193125-13-481249 (33 Act) Size: 3 MB
2013-12-20 333-192370
131292555
N-2DocumentRegistration statement for closed-end investment companies 
ACC-no: 0001193125-13-444081 (33 Act) Size: 3 MB
2013-11-15 333-192370
131224713
N-6FDocumentNotice of intent by business development companies to be subject to Sections 55 through 65
ACC-no: 0001193125-13-444064 (40 Act) Size: 9 KB 
2013-11-15 14-01054
131224648
DRS/ADocument[Amend][Cover] Draft Registration Statement 
ACC-no: 0000950123-13-007618 (33 Act) Size: 1 MB
2013-09-27 377-00235
131119898
DRSDocument[Cover] Draft Registration Statement
ACC-no: 0000950123-13-004509 (33 Act) Size: 1 MB 
2013-07-09 377-00235
13959041